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Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-06-01
  • WA RA
    APPROVED
    Since 2018-06-01

Branch Locations

201 Ne Park Plaza Dr Suite 225, Vancouver, WA 98684 • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks El Segundo CA 05/2014 06/2018
Whitehouse Wealth Management Vancouver WA 05/2014 Present
Mutual Securities, Inc. Camarillo CA 06/2018 Present
Mutual Advisors, Llc. Omaha NE 06/2018 Present
  • 05/2014 → 06/2018
    Cetera Advisor Networks
    El Segundo, CA
  • 05/2014 → Present
    Whitehouse Wealth Management
    Vancouver, WA
  • 06/2018 → Present
    Mutual Securities, Inc.
    Camarillo, CA
  • 06/2018 → Present
    Omaha, NE
Previous Registrations
  • 2015-02-09 → 2018-06-04
    Cetera Wealth Services, Llc
    Vancouver, WA
    Vancouver, WA
  • 2016-12-22 → 2017-01-19
    Whitehouse Wealth Management
    Vancouver, WA
Other Businesses

1. INDEPENDENT INSURANCE AGENT, SOLE PROPRIETOR, START DATE: 06/01/18, 201 NE PARK PLAZA DRIVE, SUITE 221, VANCOUVER, WA 98684, INSURANCE AGENCY/AGENT OF LIFE, HEALTH, DISABILITY, ANNUITIES & LTC INSURANCE, NOT INVESTMENT RELATED, HOURS VARIES PER MONTH, HOURS VARIES PER DAY DURING TRADING HOURS. 2. MAKE A WISH FOUNDATION, NON-PROFIT, START: 01/01/06, 2000 SW 1ST AVENUE, SUITE 410, PORTLAND, OR 97201, CHARITY, CORPORATION, DONOR, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 2 HOURS PER DAY DURING TRADING HOURS. 3. TKW Properties, LLC., State Date: 02/11/2020, 3426 Broken Tee Dr., Hood River, OR 97031, LLC, Real Estate Property Management, Member, Manage, Maintenance of buildings, collect rent from Leasee's, pay utilities and taxes, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 4. TEW & Associates, LLC., Start Date: 05/01/2025, 3426 Broken Tee Drive, Hood River, OR 97031, LLC, S Corp, Payroll for Advisory Fees Pass Through Entity, Owner - Operator, Payroll duties for advisory fees from Mutual Advisors, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-27
S63 Uniform Securities Agent State Law Examination 2008-08-06
  • S65 Uniform Investment Adviser Law Examination
    2015-01-27
  • S63 Uniform Securities Agent State Law Examination
    2008-08-06

View on SEC IAPD

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