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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-16 |
| CA | RA | APPROVED | 2019-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Piper Jaffray & Co. | El Segundo | CA | 06/2008 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 07/2019 | Present |
| Unemployed | Redondo Beach | CA | 01/2019 | 07/2019 |
| Bank Of America, N.A. | Los Angeles | CA | 09/2019 | Present |
I*470154Entity Type: Charitable Name of OBA: UCLA Chancellor's Society-South Bay Reg Committee Address: Pasadena California9110 9Investment Related: No Position, Title, Association: Other Employee Start Date: 07/01/2024 No Hours: 12 hrs mthly No Hours during trading: 0 Duties: The UCLA Chancellor's Society is the premier leadership giving recognition program at UCLA. The program strives to extend the University's gratitude to those who invest their time and resources each year in making UCLA one of the world's premier educational institutions. The Chair oversees the various sub-committees of the Chancellor's Society (e.g. Events, Collaboration, Stewardship and Cabinet Council) and leads the Executive Committee, which is comprised of the Chair and Vice-Chair of the sub-committees. It is a 2-year term. Per the above, my role will include meeting and presiding over the Executive Committee (primarily comprised of donor volunteers) around 3-4 times/year, where each sub-committee will provide an overview of their goals and activities for the quarter. I will also co-lead the All-Hands Ambassador meetings on Zoom (3 times a year), which are also comprised of 80-100 volunteer donors (called Ambassadors). From time to time, the Chancellor's Society hosts in-person events showcasing professors and their line of work in various areas of study within UCLA, and I would provide an intro and wrap up for the events. I*4681270 Entity Type: Charitable Name of OBA: UCLA Foundation Address: Los Angeles, California, 90024 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: The UCLA Foundation was established in 1945, and its primary mission is to support the university through philanthropic partnerships, providing funding for scholarships, fellowships, research, and other university priorities. Ex-Officio UCLA Foundation board member. UCLA Foundation board members play a role in supporting the university's philanthropic efforts. This board member position is ex-officio, as past Chairs of the UCLA Chancellor's Society (I will be Chair of the Chancellor's Society starting July 2026) were also required to serve as an ex-officio board member for the UCLA Foundation for 2 years during the term as Chair of UCLA's Chancellor's Society.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-14 |
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