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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-16
CA RA APPROVED 2019-08-30
  • TX RA
    APPROVED_RES
    Since 2021-09-16
  • CA RA
    APPROVED
    Since 2019-08-30

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Piper Jaffray & Co. El Segundo CA 06/2008 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 07/2019 Present
Unemployed Redondo Beach CA 01/2019 07/2019
Bank Of America, N.A. Los Angeles CA 09/2019 Present
  • 06/2008 → 01/2019
    Piper Jaffray & Co.
    El Segundo, CA
  • 07/2019 → Present
    Los Angeles, CA
  • 01/2019 → 07/2019
    Unemployed
    Redondo Beach, CA
  • 09/2019 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Previous Registrations
Other Businesses

I*470154Entity Type: Charitable Name of OBA: UCLA Chancellor's Society-South Bay Reg Committee Address: Pasadena California9110 9Investment Related: No Position, Title, Association: Other Employee Start Date: 07/01/2024 No Hours: 12 hrs mthly No Hours during trading: 0 Duties: The UCLA Chancellor's Society is the premier leadership giving recognition program at UCLA. The program strives to extend the University's gratitude to those who invest their time and resources each year in making UCLA one of the world's premier educational institutions. The Chair oversees the various sub-committees of the Chancellor's Society (e.g. Events, Collaboration, Stewardship and Cabinet Council) and leads the Executive Committee, which is comprised of the Chair and Vice-Chair of the sub-committees. It is a 2-year term. Per the above, my role will include meeting and presiding over the Executive Committee (primarily comprised of donor volunteers) around 3-4 times/year, where each sub-committee will provide an overview of their goals and activities for the quarter. I will also co-lead the All-Hands Ambassador meetings on Zoom (3 times a year), which are also comprised of 80-100 volunteer donors (called Ambassadors). From time to time, the Chancellor's Society hosts in-person events showcasing professors and their line of work in various areas of study within UCLA, and I would provide an intro and wrap up for the events. I*4681270 Entity Type: Charitable Name of OBA: UCLA Foundation Address: Los Angeles, California, 90024 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: The UCLA Foundation was established in 1945, and its primary mission is to support the university through philanthropic partnerships, providing funding for scholarships, fellowships, research, and other university priorities. Ex-Officio UCLA Foundation board member. UCLA Foundation board members play a role in supporting the university's philanthropic efforts. This board member position is ex-officio, as past Chairs of the UCLA Chancellor's Society (I will be Chair of the Chancellor's Society starting July 2026) were also required to serve as an ex-officio board member for the UCLA Foundation for 2 years during the term as Chair of UCLA's Chancellor's Society.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-29
S63 Uniform Securities Agent State Law Examination 1994-10-14
  • S66 Uniform Combined State Law Examination
    2019-08-29
  • S63 Uniform Securities Agent State Law Examination
    1994-10-14
Other Names
  • Russ Reyes
  • Russell Reyes
  • Russell C. Reyes

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