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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-10-12 |
| UT | RA | APPROVED | 2008-01-07 |
Branch Locations
10 Hudson Yards, New York, NY 10001 • United States
101 Crawfords Corner Road, Holmdel, NJ 07733 • United States
Jackson, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | New York | NY | 01/2008 | Present |
| Guardian Life Insurance Co Of America | New York | NY | 01/2008 | Present |
| Guardian Life Insurance Company | Jackson | NJ | 06/2024 | Present |
| Park Avenue Securities | Jackson | NJ | 06/2024 | Present |
1) Notary Public-notarize signatures on documents as needed,. Start: 03/12/2012, Address: 3 Tuscany Dr Jackson, NJ 08527, 1 total hours a month ;1 during securities trading hours, Not investment related, No compensation, 2) Card dealer for Casino Night parties-Deal a variety of card games at Casino Night events, Start: 10/17/2015, Address: 3 Tuscany Dr. Jackson, NJ 08527, 8 total hours a month; 0 during securities trading hours Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-22 |
| S65 | Uniform Investment Adviser Law Examination | 1998-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-25 |
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