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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED_RES | 2023-09-05 |
Branch Locations
South Pasadena, CA • United States
200 N Westlake Blvd Ste 202, Westlake Village, CA 91362 • United States
155 North Lake Avenue 8Th Floor [Satellite], Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pasadena | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | 09/2023 |
| Wells Fargo Advisors Financial Network, Llc | Pasadena | CA | 09/2023 | Present |
REAL ESTATE LICENSE; NOT INV RELATED; STATE OF CALIFORNIA; START: 10/23/2023; 0 HOURS PER MONTH; 0 DURING TRADING; CONTINUING EDUCATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-11 |
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