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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-02-02 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | New York | NY | 05/1999 | 11/2018 |
| Assets, Llc | Potomac | MD | 11/2018 | Present |
| Arax Advisory Partners, Llc | Denver | CO | 02/2026 | Present |
Assets, LLC, Not investment-related, 9812 Falls Rd., Suite 114, Potomac, MD 20854, Business Advisory and Estate Structuring, Principal, started 2018, 32 hours per month, 10 hours per month during securities trading hours, Advise Business and Professional Services Practice Owners on business strategy options, work with their Accountants and Attorneys on business strategies execution and development/execution of business succession, transition and exit planning with the business owners advisory team.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-07 |
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