Jack Joseph Rothenberg, Cfs

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-05-24
MI	RA	APPROVED	2010-07-23

TX RA
APPROVED_RES

Since 2021-05-24
MI RA
APPROVED

Since 2010-07-23

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp	Southfield	MI	11/2003	Present

11/2003 → Present

Linsco/Private Ledger Corp

Southfield, MI

Other Businesses

1. 12/01/2003 - NON-VARIABLE INSURANCE - SELL FIXED INSURANCE & ANNUITIES. - SOUTHFIELD, MI. 2. 12/01/2003 - DBA ONLY - AMERICA GROUP FINANCIAL SERVICES - SOUTHFIELD, MI. 3. 7/20/2004 - DBA ONLY - ROTHENBERG ASSOCIATES - SOUTHFIELD, MI. 4. 3/21/2006 - NON-VARIABLE INSURANCE - FIXED ANNUITY BUSINESS THRU AMERICAN GENERAL LIFE AND AMERICAN NATIONAL LIFE. - TIME SPENT 2% - SOUTHFIELD, MI. 5. 5/22/2006 - DBA ONLY - AMERICA GROUP-RETIREMENT STRATEGY CENTERS - SOUTHFIELD, MI. 6. 1/11/2010 - NON-VARIABLE INSURANCE - SELL FIXED LIFE INSURANCE, DISABILITY INSURANCE, LONG-TERM CARE INSURANCE, FIXED ANNUITIES. - 10% OF TIME SPENT - SOUTHFIELD, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-28
S63	Uniform Securities Agent State Law Examination	1994-09-09

S65 Uniform Investment Adviser Law Examination

1997-05-28
S63 Uniform Securities Agent State Law Examination

1994-09-09

Other Names

Jack Joseph Rothenberg

View on SEC IAPD