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Michael Clark Ketterbaugh

Stifel, Nicolaus & Company, Incorporated

Macon, GA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-10-04
TX RA APPROVED_RES 2019-10-03
  • GA RA
    APPROVED
    Since 2019-10-04
  • TX RA
    APPROVED_RES
    Since 2019-10-03

Branch Locations

577 Mulberry Street, Suite 1200 Pob 4783 & 4707, Macon, GA 31201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Macon GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Macon GA 11/2016 10/2019
Stifel Nicolaus & Co Inc Macon GA 10/2019 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Macon, GA
  • 11/2016 → 10/2019
    Wells Fargo Clearing Services, Llc
    Macon, GA
  • 10/2019 → Present
    Stifel Nicolaus & Co Inc
    Macon, GA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-11-07
  • S63 Uniform Securities Agent State Law Examination
    1994-11-07

View on SEC IAPD

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BRANDON SCOTT CHRISTY
Michelle Dykes
Samuel Joseph Gaston
Amanda Reynolds Howell
Alexander Pettola
Seth Christy
JOE MATHEWS
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Other Offices

CHRISTY CAPITAL MANAGEMENT, INC. · MACON, GA
BICKLEY INVESTMENTS, LLC · MACON, GA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MACON, GA
EDWARD JONES · MACON, GA
LPL FINANCIAL LLC · MACON, GA
SMITH, BROWN & GROOVER INC. D/B/A SBG WEALTH MANAGEMENT · MACON, GA
PROSPERA FINANCIAL SERVICES, INC. · MACON, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Macon, GA

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