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Douglas Michael Perkins

Divergence Capital Management

Greenwich, CT

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Current Employers
Divergence Capital Management

Greenwich, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2007-05-16
  • CT RA
    APPROVED
    Since 2007-05-16

Branch Locations

Greenwich, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Divergence Capital Management Greenwich CT 03/2007 Present
March Capital Corp Chicago IL 03/2018 07/2020
Old City Securities New York NY 07/2020 07/2022
Avantax Investment Services, Inc Dallas TX 07/2022 12/2022
Avantax Advisory Services Dallas TX 09/2022 12/2022
  • 03/2007 → Present
    Divergence Capital Management
    Greenwich, CT
  • 03/2018 → 07/2020
    March Capital Corp
    Chicago, IL
  • 07/2020 → 07/2022
    Old City Securities
    New York, NY
  • 07/2022 → 12/2022
    Avantax Investment Services, Inc
    Dallas, TX
  • 09/2022 → 12/2022
    Avantax Advisory Services
    Dallas, TX
Previous Registrations
  • 2022-09-29 → 2022-12-22
    Avantax Advisory Services
    Greenwich, CT
    Dallas, TX
  • 2003-07-23 → 2007-03-07
    Brookstreet Securities Corporation
    Princeton, NJ
    Princeton, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-07-06
S66 Uniform Combined State Law Examination 2002-12-19
  • S63 Uniform Securities Agent State Law Examination
    2018-07-06
  • S66 Uniform Combined State Law Examination
    2002-12-19
Other Names
  • Douglas M Perkins
  • Douglas Perkins
  • Doug Perkins
  • Douglas Michael Perkins

View on SEC IAPD

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