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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2007-11-13 |
Branch Locations
600 Grant Street 3550 Us Steel Tower, Pittsburgh, PA 15219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance C | Milwaukee | WI | 07/1990 | Present |
| Northwestern Mutual Investment Services, Llc | Pittsburgh | PA | 07/1994 | Present |
| Northwestern Mutual Investment Services, Llc. | Milwaukee | WI | 08/2007 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2015 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) KEM FINANCIAL INC. OWNER, 5100 USX TOWER 600 GRANT ST PITTSBURGH PA 15219, ENTITY FORMED FOR TAX PURPOSES. 3) 100% OWNER STRATEGIC EMPLOYEE BENENFITS SERVICES, 5100 USX TOWER, 600 GRANT ST PITTSBURG PA 15219. OFFERS EMPLOYEE BENEFITS. IVESTMENT RELATED. KEM CAPITAL, LLC, 5100 USX TOWER, 600 GRANT ST, PITTSBURGH, PA 15219, ENTITY FORMED FOR TAX PURPOSES, PARENT COMPANY TO KEM FINANCIAL AND SEBS, 1 HR/MO, INVESTMENT-RELATED 4) 33% OWNER, 419 CAPITAL LLC, INVESTMENT PROPERTY, START DATE: 5/12/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PURCHASING COMMERCIAL BUILDING TO USE AS OFFICE AND ALSO RENT TO ADDITIONAL BUSINESS TENANTS. 5). ASSISTANT TREASURER, THE PARK MANSIONS, 5023 FREW STREET, PITTSBURGH, , PENNSYLVANIA, 15213, UNITED STATES OF AMERICA, PRIVATE, START DATE: 8/1/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER FOR THE COOPERATIVE THAT MY WIFE AND I LIVE IN. IT IS SIMILAR TO AN HOA. I AM THE ASSISTANT TREASURER 6) FINANCE COMMITTEE MEMBER, OAKMONT COUNTRY CLUB, HULTON ROAD, OAKMONT, , PENNSYLVANIA, 15139, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 12/07/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I WILL BE SERVING ON THE FINANCE COMMITTEE 7) 100% OWNER, 752 OLD MORELAND, 752 OLD MORELAND, BLUFFTON, , SOUTH CAROLINA, 29909, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 8/15/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER/RENTAL, investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-21 |
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