Best Investors Account Sign in
Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-17
  • FL RA
    APPROVED
    Since 2021-09-17

Branch Locations

Clearwater, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Templeton Distributors, Inc. St Petersburg FL 06/2002 10/2020
Franklin Templeton Financial Services Corp. St. Petersburg FL 02/2020 10/2020
Symmetry Financial Group Swannanoa NC 04/2021 08/2021
Transamerica Investors Securities Corporation St. Petersburg FL 08/2021 Present
Transamerica Life Insurance Company St. Petersburg FL 08/2021 Present
Unemployed Clearwater FL 10/2020 04/2021
  • 06/2002 → 10/2020
    Franklin Templeton Distributors, Inc.
    St Petersburg, FL
  • 02/2020 → 10/2020
    Franklin Templeton Financial Services Corp.
    St. Petersburg, FL
  • 04/2021 → 08/2021
    Symmetry Financial Group
    Swannanoa, NC
  • 08/2021 → Present
    Transamerica Investors Securities Corporation
    St. Petersburg, FL
  • 08/2021 → Present
    Transamerica Life Insurance Company
    St. Petersburg, FL
  • 10/2020 → 04/2021
    Unemployed
    Clearwater, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-06
S63 Uniform Securities Agent State Law Examination 1997-05-19
  • S65 Uniform Investment Adviser Law Examination
    2021-08-06
  • S63 Uniform Securities Agent State Law Examination
    1997-05-19

View on SEC IAPD

More in Clearwater, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor