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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-05-06 |
| WI | RA | APPROVED | 1995-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Milwaukee | WI | 11/1992 | Present |
| Bank Of America, Na | Mequon | WI | 09/2009 | Present |
I*: 2026283 Entity Type: Charitable Name of OBA: Kinship Community Food Center Address: Milwaukee, Wisconsin, Investment Related: No Position, Title, Association: Committee, Treasurer Employee Start Date: 11/01/2024 Number of Hours: 5 hrs mthly Number of Hours during trading: 0 Duties: Hunger Alleviation is primary functionServe on Board as Treasurer and chair the Finance Committee, want to add Secretary position.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-21 |
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