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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-01-21 |
Branch Locations
3401 Mallory Lane Suite 220, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc. | Brentwood | TN | 06/2011 | 05/2017 |
| Pruco Securities Llc | Franklin | TN | 05/2017 | 06/2017 |
| The Prudential Insurance Company Of America | Franklin | TN | 05/2017 | 06/2017 |
| Principal Life Insurance | Brentwood | TN | 06/2017 | 07/2017 |
| Principal Securities | Brentwood | TN | 06/2017 | 01/2026 |
| Prudential Financial Planning Services | Franklin | TN | 05/2017 | 06/2017 |
| Massmutual Life Insurance Co. | Franklin | TN | 12/2025 | Present |
| Mml Investors Services Llc | Franklin | TN | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-28 |
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