Harriet Pratt Higgins

Current Employers

Mayflower Capital

Cortland, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-04-19

NY RA
APPROVED

Since 2022-04-19

Branch Locations

Cortland, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mayflower Capital Llc	Cortland	NY	07/2014	Present

07/2014 → Present

Mayflower Capital Llc

Cortland, NY

Previous Registrations

2013-10-16 → 2014-08-21

Fas Wealth Partners, Inc.

Homer, NY

Leawood, KS
2011-01-12 → 2013-10-03

Ameriprise Financial Services, Llc

Pepper Pike, OH

Newport, RI

Syracuse, NY
2009-06-01 → 2011-02-09

Morgan Stanley

Newport, RI
2005-12-08 → 2009-06-01

Citigroup Global Markets Inc.

New York, NY

New York, NY

Newport, RI

Newport, RI

Other Businesses

- FINANCIAL ADVISORY SERVICE, INC., INVESTMENT ADVISER REP; INVESTMENT RELATED; MONITORING AND ADVISING CLIENTS IN LINE WITH FIRM GUIDELINES FOR INVESTMENT ADVISER REPRESENTATIVES. - GREEK PEAK MOUNTAIN RESORT, CORTLAND, NY; PART-TIME SKI INSTRUCTOR FOR THE GREEK PEAK SKI SCHOOL.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-11
S63	Uniform Securities Agent State Law Examination	1994-10-26

S65 Uniform Investment Adviser Law Examination

1994-11-11
S63 Uniform Securities Agent State Law Examination

1994-10-26

Other Names

Harriet Pratt Higgins

View on SEC IAPD