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223 West Jackson Suite 800, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-05-12 |
| TX | RA | APPROVED | 2025-05-12 |
Branch Locations
223 West Jackson Suite 800, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Teachers Personal Investors Services, Inc. | Chicago | IL | 08/1999 | 12/2016 |
| Nuveen Securities, Llc | Chicago | IL | 01/2017 | 12/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Evanston | IL | 12/2018 | 01/2025 |
| Tiaa | Evanston | IL | 08/1999 | 01/2025 |
| Planpilot | Chicago | IL | 04/2025 | Present |
1) GREENBACK6 LLC, POSITION: Governor, Managing Member of the LLC NATURE: Vacant land, 40 acres. Rural Idaho. INVESTMENT RELATED: Yes, NUMBER OF HOURS: 5 SECURITIES TRADING HOURS, 0 START DATE: 08/28/2024, ADDRESS: Home Address, Wilmette IL 60091, United States DESCRIPTION: Oversee the payment of taxes and the potential splitting of the land into multiple parcels. 2) 1845 Mt. Moran LLC, INVESTMENT RELATED: Yes ADDRESS: Home Address, Wilmette, IL 60091, United States NATURE OF THE OTHER BUSINESS: vacation home/investment property, POSITION AND TITLE: LLC Member START DATE: 5/2024, NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS PER MONTH: 1 hour and 0 hours during securities trading hours. DESCRIPTION: Review Income Statement, discuss operational issues w/ Managing Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-02 |
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