Stephen Philip Mark

Current Employers

Spm Advisors, Llc

San Francisco, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-10-04

CA RA
APPROVED

Since 2007-10-04

Branch Locations

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spm Advisors, Llc	San Francisco	CA	03/2007	Present
Stephen P. Mark & Associates	San Francisco	CA	10/2015	Present
Emerson Equity Llc	San Mateo	CA	03/2019	Present

03/2007 → Present

Spm Advisors, Llc

San Francisco, CA
10/2015 → Present

Stephen P. Mark & Associates

San Francisco, CA
03/2019 → Present

Emerson Equity Llc

San Mateo, CA

Other Businesses

SPM ADVISORS, LLC - INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; 1695 NORTH POINT STREET #101, SAN FRANCISCO, CA 94123. MANAGING MEMBER. INDEPENDENT CONSULTANT DBA STEPHEN P. MARK & ASSOCIATES - NON INVESTMENT RELATED; ENTERTAINMENT EVENT CONSULTING. 1695 NORTH POINT STREET, #101, SAN FRANCISCO, CA 94123.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-07-19
S65	Uniform Investment Adviser Law Examination	2007-08-27

S63 Uniform Securities Agent State Law Examination

2019-07-19
S65 Uniform Investment Adviser Law Examination

2007-08-27

Other Names

Steve Mark

View on SEC IAPD