Marc Wong

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-04-07
NY	RA	APPROVED	2021-10-26

TX RA
APPROVED_RES

Since 2025-04-07
NY RA
APPROVED

Since 2021-10-26

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

Huntington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Melville	NY	08/2015	Present

08/2015 → Present

Ubs Financial Services Inc.

Melville, NY

Other Businesses

Long Island Community Foundation / 900 Walt Whitman Road Melville,New York 11747 / Foundation/ Other Not for Profit Foundation / Charity / Member of Board of Directors / / Advise the organization in areas of charity / Start Date 3/16/15 / Project Music Heals Us / 1019 Gordon Avenue Reno, Nevada 89509 / United States / Charity / Public Services / PROJECT: MUSIC HEALS US presents interactive classical music performances to diverse audiences by artists of the highest caliber in order to provide encouragement, education, and healing, with a focus on elderly, disabled, rehabilitating, incarcerated, and homeless populations / Officer / Guidance on fund raising events and performance venues / Start Date 9/1/2019 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-05-23
S63	Uniform Securities Agent State Law Examination	1995-06-16

S65 Uniform Investment Adviser Law Examination

2017-05-23
S63 Uniform Securities Agent State Law Examination

1995-06-16

Other Names

Saukwan Wong
Marc Saukwan Wong

View on SEC IAPD