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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-01 |
Branch Locations
701 Palomar Airport Road Suite 300, Carlsbad, CA 92011 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterling Wealth Management Group, Inc. | Carlsbad | CA | 10/2008 | Present |
| Aurora Private Wealth | Parsippany | NJ | 11/2011 | 12/2020 |
| Sterling Global Strategies, Llc | Carlsbad | CA | 06/2014 | Present |
| Laurel Wealth Advisors, Inc. | Solana Beach | CA | 12/2020 | Present |
| Apw Capital, Inc. | Carlsbad | CA | 11/2011 | 12/2020 |
| Integrated Wealth Concepts, Llc | Waltham | MA | 02/2023 | Present |
1. Michael S. Haig has been licensed in the state of CA as an insurance agent soliciting, offering, and selling life and variable contracts insurance products since 06/12/19 (CA Department of Insurance License # 0B44325). He will receive separate, yet customary, commission compensation resulting from the purchases and sales of fixed life, accident and health, and variable insurance contracts on behalf of investment advisory clients, from the firms with whom he is presently appointed, and with whom he may become appointed in the future. He spends less than two hours a month on this activity (generally outside of trading hours). 2. John P. Haig is a co-branded Advisor Representative of Laurel Wealth who conducts his advisory business under Sterling Global Strategies, LLC. He is the Executive Director and Managing Partner of Sterling Global Strategies and spends 10 % of his time on this activity during trading hours. 3. Name of Outside Business or Organization: Haig Oceanside, Inc. DBA Hamey Sushi Oceanside Address: 301 Mission Ave, Oceanside, CA 92054 Title: President Description of Business or Organization: Restaurant, www.hameysushi.com Description of Duties & Responsibilities: Oversee finances Start Date: 06/2019 Hours Devoted to OBA Activity Monthly: 0 during trading hours / 48 during non-trading hours 4. Name of Outside Business or Organization: Haig Redlands, LLC Address: 618 Amigos Dr. Suite A, Redlands, CA 92373 Title: Manager Description of Business or Organization: Real estate brokerage Description of Duties & Responsibilities: Oversee rental operations Start Date: 06/2013 Hours Devoted to OBA Activity Monthly: 0 during trading hours / 10 during non-trading hoursName of Outside Business or Organization: Ha 5. Name of Outside Business or Organization: Haig & Haig Properties Address: 618 Amigos Dr. Suite A, Redlands, CA 92373 Title: CEO/ General Manager Description of Business or Organization: Other Description of Duties & Responsibilities: Oversee rental operation Start Date: 11/09/2005 Hours Devoted to OBA Activity Monthly: 0 during trading hours / 25 during non-trading hours 6. 02/01/2023 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: STERLING GLOBAL STRATEGIES - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 02/01/2023 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS. 7. Name of Outside Business or Organization: Harney Poway Inc. Address: 12245 Poway Rd. Poway, CA 92064. Title: President. Description of Business or Organization: Restaurant, https://www.harneypoway.com/. Description of Duties & Responsibilities: Oversee finances Start Date: 04/2024 Hours Devoted to OBA Activity Monthly: 0 during trading hours / 8 during non-trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-19 |
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