Christopher William Neeb

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2025-11-04
CT	RA	APPROVED	2025-09-24
TX	RA	APPROVED_RES	2007-07-01

NH RA
APPROVED

Since 2025-11-04
CT RA
APPROVED

Since 2025-09-24
TX RA
APPROVED_RES

Since 2007-07-01

Branch Locations

Bridgewater, NH • United States

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Worcester	MA	12/1999	Present
Bank Of America, Na	Worcester	MA	12/2009	Present

12/1999 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Worcester, MA
12/2009 → Present

Bank Of America, Na

Worcester, MA

Other Businesses

I*4432276Entity Type: Name of OBA: W H N Funding TrustAddress: bridgwater, New HampshireInvestment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 04/16/2026Number of Hours: 2, WeeklyNumber of Hours during trading: 0, WeeklyDuties: Child/Grandchild I*4471266, Entity Type: , Name of OBA: MR C W N TTEE S T N TTEE U/A DTD 11/10/2016 , Address: bridgewater, New Hampshire, 03222, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 04/21/2026, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-27
S63	Uniform Securities Agent State Law Examination	1994-08-05

S65 Uniform Investment Adviser Law Examination

1994-10-27
S63 Uniform Securities Agent State Law Examination

1994-08-05

Other Names

Christopher W Neeb

View on SEC IAPD