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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-09
PA RA APPROVED 2014-11-19
WA RA APPROVED 2012-05-22
FL RA APPROVED 2012-05-21
CA RA APPROVED 2012-05-18
MD RA APPROVED 2012-05-18
NV RA APPROVED 2012-05-18
  • NY RA
    APPROVED
    Since 2021-11-09
  • PA RA
    APPROVED
    Since 2014-11-19
  • WA RA
    APPROVED
    Since 2012-05-22
  • FL RA
    APPROVED
    Since 2012-05-21
  • CA RA
    APPROVED
    Since 2012-05-18
  • MD RA
    APPROVED
    Since 2012-05-18
  • NV RA
    APPROVED
    Since 2012-05-18

Branch Locations

Studio City, CA • United States

5959 Topanga Canyon Blvd Suite 180, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Los Angeles CA 03/1996 Present
Regal Advisory Services, Inc. Woodland Hills CA 09/1999 Present
Previous Registrations
Other Businesses

1. MEDICOVERAGE INC. POSITION: Owner^Other - CEO NATURE: Corporation - Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 11/17/2003 ADDRESS: 3121 Dona Marta Dr, Studio City CA 91604, United States DESCRIPTION: Overseeing online Health Insurance sales. 2. ERIC SCHEINBAUM POSITION: OWNER NATURE: OFFERING A SINGLE FAMILY HOME FOR RENT. INVESTMENT RELATED: YES NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 07/15/2014 ADDRESS: 3379 TROY DR, LOS ANGELES CA 90068 DESCRIPTION: DEPOSITING RENT CHECKS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-21
S63 Uniform Securities Agent State Law Examination 1994-08-03
  • S65 Uniform Investment Adviser Law Examination
    1999-07-21
  • S63 Uniform Securities Agent State Law Examination
    1994-08-03

View on SEC IAPD

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