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Current Employers
Trek Financial

8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-12-12
  • OH RA
    APPROVED
    Since 2019-12-12

Branch Locations

815 E Second St. Suite 100, Defiance, OH 43512 • United States

8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255 • United States

Defiance, OH • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Church Of God Defiance OH 11/1991 Present
Horter Investment Management, Llc Cincinnati OH 10/2013 08/2019
Detray Investment Group Defiance OH 01/2000 Present
Detray Chiropractic Center Defiance OH 01/2017 Present
Northwest Tax Services Defiance OH 01/1982 Present
Trek Financial Scottsdale AZ 08/2019 Present
  • 11/1991 → Present
    First Church Of God
    Defiance, OH
  • 10/2013 → 08/2019
    Cincinnati, OH
  • 01/2000 → Present
    Detray Investment Group
    Defiance, OH
  • 01/2017 → Present
    Detray Chiropractic Center
    Defiance, OH
  • 01/1982 → Present
    Northwest Tax Services
    Defiance, OH
  • 08/2019 → Present
    Scottsdale, AZ
Previous Registrations
  • 2013-10-29 → 2019-08-13
    Defiance, OH
    Cincinnati, OH
  • 2009-09-28 → 2013-10-01
    Advantage Investment Management, Llc
    Defiance, OH
  • 2003-06-17 → 2012-07-31
    National Planning Corporation
    Defiance, OH
  • 2000-09-05 → 2003-06-19
    Walnut Street Advisers Inc
    Defiance, OH
Other Businesses

The Name of the other business: DeTray Chiropractic Center Investment Related?: No Address of other business: 210 Latchaw Dr., Defiance, OH 43512 Nature of other business: Chiropractic Office Your position: Accountant Start Date: 01/2017 How many hours you devote to the other business per month: 5 How many hours you devote to the other business during securities trading hours: 0 Briefly describe your duties: I prepare payroll, record income and expenses, balance checkbooks and all other miscellaneous accounting duties The Name of the other business: DeTray Investment Group Investment Related?: Yes Address of other business: 815 E. Second St., Ste 100, Defiance, OH 43512 Nature of other business: Investment Advisor Your position: President Start Date: 01/2000 How many hours you devote to the other business per month: 140 How many hours you devote to the other business during securities trading hours: 120 Briefly describe your duties: Meet with clients, develop plans, marketing. The Name of the other business: First Church of God Investment Related?: No Address of other business: 561 Carter Rd., Defiance, OH 43512 Nature of other business: Church Your position: Treasurer Start Date: 11/1991 How many hours you devote to the other business per month: 10 How many hours you devote to the other business during securities trading hours: 0 Briefly describe your duties: Record all income, pay bills and record them, payroll preparation The Name of the other business: Northwest Tax Services Investment Related?: No Address of other business: 21116 Switzer Rd., Defiance, OH 43512 Nature of other business: Accounting and Tax Practice Your position: Owner Start Date: 01/1982 How many hours you devote to the other business per month: 25 (end of January until mid April) How many hours you devote to the other business during securities trading hours: 0 Briefly describe your duties: Prepare income taxes for clients

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1994-09-29
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1994-09-29
Other Names
  • Deborah Jean Washner

View on SEC IAPD

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