James Vernon Troumbly

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2025-09-05

MN RA
APPROVED

Since 2025-09-05

Branch Locations

Grand Rapids, MN • United States

Bovey, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Avantax Advisory Services	Bovey	MN	06/1996	09/2025
Avantax Investment Services, Inc.	Bovey	MN	09/1994	09/2025
Rental Property	Bovey	MN	06/2020	01/2022
Cetera Wealth Services, Llc	El Segundo	CA	09/2025	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2025	Present

06/1996 → 09/2025

Avantax Advisory Services

Bovey, MN
09/1994 → 09/2025

Avantax Investment Services, Inc.

Bovey, MN
06/2020 → 01/2022

Rental Property

Bovey, MN
09/2025 → Present

Cetera Wealth Services, Llc

El Segundo, CA
09/2025 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2014-01-08 → 2025-09-05

Avantax Advisory Services

Coleraine, MN

Grand Rapids, MN

Dallas, TX

Other Businesses

1) T. LAKE LLC POSITION: Administrator NATURE: T Lake LLC owns the office building and property around the office I operate Jim Troumbly Finacial Services. Some of the property around the office could be put up for sale in the future INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2023 ADDRESS: 105 Red Rock Drive, Bovey MN 55709, United States DESCRIPTION: Duties are paying the bills and deciding if any properties will be sold.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-09-14

S63 Uniform Securities Agent State Law Examination

1994-09-14

Other Names

James Vernon Troumbly
James Vernon Troumbly

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