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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-25 |
| CA | RA | APPROVED | 2009-11-10 |
Branch Locations
Carnelian Bay, CA • United States
2033 N Main Street 9Th Floor [Wz-Rbo], Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sacramento | CA | 11/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, CARNELIAN BAY, CA, 100% OWNERSHIP, START 7/23/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, PROPERTY MANAGER. TRUSTEE FOR MOTHER'S TRUST; INV. CARMEL, CA; START DATE 4/2022; 4 HRS PER MONTH; 0 HRS DURING TRADING. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; CARMEL, CA; START DATE 4/2022; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; PALM SPRINGS, CA; 100% OWNER; VACATION RENTAL; START DATE 11/27/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-06 |
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