Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-08-23
CO RA APPROVED 2024-08-23
FL RA APPROVED 2024-08-23
GA RA APPROVED 2024-08-23
VA RA APPROVED 2024-08-23
  • AL RA
    APPROVED
    Since 2024-08-23
  • CO RA
    APPROVED
    Since 2024-08-23
  • FL RA
    APPROVED
    Since 2024-08-23
  • GA RA
    APPROVED
    Since 2024-08-23
  • VA RA
    APPROVED
    Since 2024-08-23

Branch Locations

501 Pulliam St Ste 531, Atlanta, GA 30312 • United States

Atlanta, GA • United States

Canton, GA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 12/1999 08/2024
Vining Financial Marietta GA 01/2000 Present
Wealth & Pension Services Group, Inc. Canton GA 02/2015 Present
Osaic Wealth, Inc. Canton GA 08/2024 Present
  • 12/1999 → 08/2024
    Triad Advisors, Inc.
    Norcross, GA
  • 01/2000 → Present
    Vining Financial
    Marietta, GA
  • 02/2015 → Present
    Wealth & Pension Services Group, Inc.
    Canton, GA
  • 08/2024 → Present
    Canton, GA
Previous Registrations
  • 2019-06-24 → 2024-08-23
    Triad Advisors Llc
    Canton, GA
    Canton, GA
  • 2015-04-27 → 2019-08-14
    Southbridge
    Marietta, GA
    Marrietta, GA
  • 2009-06-25 → 2015-10-07
    Vining Financial
    Marietta, GA
Other Businesses

1) AMA CAPITAL MANAGEMENT,INC. POSITION: president NATURE: dba INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 6 START DATE: 12/01/1999 ADDRESS: 306 Bennington Pl, Canton GA 30115, United States DESCRIPTION: manage client securities & retirement assets 2) ALLAN MEARS POSITION: owner NATURE: rental property INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2006 ADDRESS: 306 Bennington Pl, Canton GA 30115, United States DESCRIPTION: manage reservations, payment of visitors renting vacation condominium 3) INSURANCE POSITION: Agent NATURE: Insurance producer INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/01/1999 ADDRESS: 2300 Windy Ridge Pkwy, STE 750, Atlanta GA 30339, United States DESCRIPTION: Opening and managing variable contracts held directly at the sponsor company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-26
S63 Uniform Securities Agent State Law Examination 1994-08-30
  • S66 Uniform Combined State Law Examination
    2009-03-26
  • S63 Uniform Securities Agent State Law Examination
    1994-08-30
Other Names
  • Al Mears

View on SEC IAPD

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor