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Louis R. Cano

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-03-17
TX RA APPROVED 2008-03-14
  • CA RA
    APPROVED
    Since 2008-03-17
  • TX RA
    APPROVED
    Since 2008-03-14

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Menlo Park CA 03/2008 Present
Bank Of America,N.A. Menlo Park CA 06/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-15
S63 Uniform Securities Agent State Law Examination 1994-09-14
  • S65 Uniform Investment Adviser Law Examination
    1994-09-15
  • S63 Uniform Securities Agent State Law Examination
    1994-09-14
Other Names
  • Louis Roberto Cano
  • Louis Roberto Cano Jr.
  • Louis Cano Jr.
  • Louis Cano

View on SEC IAPD

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