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Current Employers
Legacy Partners Financial Group, Llc

123 Mill Street, Woodstock, GA 30188 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-02-22
  • GA RA
    APPROVED
    Since 2021-02-22

Branch Locations

123 Mill Street, Woodstock, GA 30188 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Legacy Partners Financial Group, Llc Woodstock GA 08/2005 Present
Previous Registrations
Other Businesses

(1) JPF, INC. - INVOLVEMENT AS AN INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES AND LIFE INSURANCE AND (2) National Center for College Planning, LLC ("NCCP") AS A COLLEGE PLANNING SPECIALIST PROVIDING FINANCIAL AID-RELATED ADVISORY SERVICES / WOODSTOCK, GA / APPROVED JANUARY 31, 2005 FOR LEGACY PARTNERS FINANCIAL GROUP, LLC, A REGISTERED INVESTMENT ADVISOR.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-25
  • S63 Uniform Securities Agent State Law Examination
    1994-08-25
Designations

View on SEC IAPD

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