Christopher Dean Chance

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2020-11-12

Branch Locations

Cumming, GA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors. Llc	Atlanta	GA	10/2015	11/2016
Wells Fargo Clearing Services, Llc	Atlanta	GA	11/2016	06/2020
First Allied Securities, Inc.	San Diego	CA	06/2020	09/2022
First Allied Advisory Services, Inc.	San Diego	CA	06/2020	11/2020
First Allied Advisory Services	Schaumburg	IL	11/2020	11/2020
Cetera Advisors Llc	Alpharetta	GA	09/2022	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2020	Present

2020-06-05 → 2020-11-12

First Allied Advisory Services, Inc.

Alpharetta, GA
2015-10-20 → 2020-06-09

Wells Fargo Clearing Services, Llc

Atlanta, GA

Cumming, GA

Atlanta, GA
2013-06-26 → 2015-10-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alpharetta, GA
2009-04-29 → 2013-06-25

Truist Investment Services, Inc.

Atlanta, GA

Duluth, GA

Atlanta, GA

Lawrenceville, GA

Lawrenceville, GA

Lawrenceville, GA

Duluth, GA

Norcross, GA

Lilburn, GA

Duluth, GA

Roswell, GA

Atlanta, GA

Alpharetta, GA
2007-02-07 → 2009-04-21

Wells Fargo Clearing Services, Llc

Atlanta, GA

Atlanta, GA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-01
S63	Uniform Securities Agent State Law Examination	1994-11-04