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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-07-20
  • CO RA
    APPROVED
    Since 2022-07-20

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

1700 Lincoln St 10Th & 11Th Fls [Wealth Mgmt], Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Denver CO 08/1993 11/2021
Wells Fargo Advisors Llc Denver CO 01/2011 11/2016
Wells Fargo Clearing Services, Llc Denver CO 11/2016 11/2021
Wells Fargo Clearing Services Denver CO 06/2022 Present
Wells Fargo Bank Denver CO 06/2022 Present
Unemployed Lakewood CO 11/2021 06/2022
  • 08/1993 → 11/2021
    Wells Fargo Bank, N.A.
    Denver, CO
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Denver, CO
  • 11/2016 → 11/2021
    Denver, CO
  • 06/2022 → Present
    Wells Fargo Clearing Services
    Denver, CO
  • 06/2022 → Present
    Wells Fargo Bank
    Denver, CO
  • 11/2021 → 06/2022
    Unemployed
    Lakewood, CO
Previous Registrations
  • 2011-01-03 → 2021-12-01
    Minneapolis, MN
    Denver, CO
    Charlotte, NC
    Minneapolis, MN
    Tarpon Springs, FL
  • 2006-01-23 → 2011-01-03
    Wells Fargo Investments, Llc
    Denver, CO
    Denver, CO
    Denver, CO
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-20
  • S66 Uniform Combined State Law Examination
    2006-01-20
Other Names
  • Yvonne A Trentle
  • Yvonne A Kamstra

View on SEC IAPD

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