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Stuart Byron Bogard

Providence Asset Management LLC

North Little Rock, AR

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Current Employers
Providence Asset Management Llc

North Little Rock, AR • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-01
TX RA APPROVED_RES 2013-01-19
  • AR RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2013-01-19

Branch Locations

North Little Rock, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence Asset Management North Little Rock AR 01/2009 Present
  • 01/2009 → Present
    Providence Asset Management
    North Little Rock, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-13
S63 Uniform Securities Agent State Law Examination 1994-11-08
  • S65 Uniform Investment Adviser Law Examination
    2008-11-13
  • S63 Uniform Securities Agent State Law Examination
    1994-11-08
Other Names
  • Stuart Byron Bogard

View on SEC IAPD

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