Mark M Black

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-09-16
OH	RA	APPROVED	2020-11-12
TX	RA	APPROVED_RES	2020-11-12

IL RA
APPROVED

Since 2021-09-16
OH RA
APPROVED

Since 2020-11-12
TX RA
APPROVED_RES

Since 2020-11-12

Branch Locations

Springfield, IL • United States

329 Regency Ridge Drive, Centerville, OH 45459 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	05/2009	06/2017
Cambridge Investment Research Advisors, Inc	Fairfield	IA	05/2009	06/2017
First Allied Securities, Inc.	San Diego	CA	06/2017	09/2022
First Allied Advisory Services, Inc	San Diego	CA	06/2017	11/2020
Cetera Investment Advisers Llc	Schaumburg	IL	11/2020	Present
Cetera Advisors Llc	Centerville	OH	09/2022	Present
Vespertilio, Llc	Beavercreek	OH	04/2024	Present
Emblem Records, Llc	Beavercreek	OH	10/2024	Present

05/2009 → 06/2017

Cambridge Investment Research, Inc

Fairfield, IA
05/2009 → 06/2017

Cambridge Investment Research Advisors, Inc

Fairfield, IA
06/2017 → 09/2022

First Allied Securities, Inc.

San Diego, CA
06/2017 → 11/2020

First Allied Advisory Services, Inc

San Diego, CA
11/2020 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
09/2022 → Present

Cetera Advisors Llc

Centerville, OH
04/2024 → Present

Vespertilio, Llc

Beavercreek, OH
10/2024 → Present

Emblem Records, Llc

Beavercreek, OH

Previous Registrations

2017-06-19 → 2020-11-12

First Allied Advisory Services, Inc.

Centerville, OH
2009-06-01 → 2017-06-28

Cambridge Investment Research Advisors, Inc.

Centerville, OH
2001-02-05 → 2009-06-02

Fsc Securities Corporation

Beavercreek, OH

Beavercreek, OH

Other Businesses

1.) CALM REALTY SERVICES LLC; OFFICER; REAL ESTATE; START DATE 06/2015; 4 HOURS PER MONTH. 2.) DBA VANTAGE POINT FINANCIAL SERVICES LLC; OWNER; FINANCIAL CONSULTANT; START DATE: 06/15/2017; 160 HOURS A MONTH 3.) CO-TRUSTEE OF FATHER'S TRUST AND BROKERAGE ACCOUNT; TRUSTEE OF TRUST; START DATE: 07/01/2017; 1 HOUR A MONTH. 4.) MIAMI VALLEY NETWORK PROFESSIONALS; PRESIDENT; MARKETING OR PROFESSIONAL/BUSINESS NETWORKING; START DATE: 06/15/2017; 4 HOURS PER MONTH. 5.)EPTESICUS,LLC; SOLE PROPRIETOR; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE 09/02/2020; 4 HOURS PER MONTH. 6.) BARBASTELLA LLC; SOLE PROPRIETOR; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE 09/02/2020; 4 HOURS PER MONTH. 7.) MACROTUS LLC; SOLE PROPRIETOR; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE 09/02/2020; 4 HOURS PER MONTH. 8.) ANTROZOUS LLC; MEMBER; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE 09/02/2021; 4 HOURS PER MONTH. 9.) COLLECTOR BUY/SELL; OWNER; RETAIL SALES/STORE; START DATE 06/14/2022; 4 HOURS PER MONTH. 10) NAME OF OTHER BUSINESS: VESPERTILIO, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FACILITATING TRANSACTION TO EMBLEM RECORDS; 11. NAME OF OTHER BUSINESS: EMBLEM RECORDS, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: MUSIC/RECORD COMPANY, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: MONITORING THE COMPANY'S DEVELOPMENT:

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-04-25

S63 Uniform Securities Agent State Law Examination

1995-04-25

Designations

View on SEC IAPD