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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-04-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ing Advisors, Llc | Johns Creek | GA | 09/2014 | Present |
| Voya Financial Advisors, Inc. | Johns Creek | GA | 09/2015 | 03/2021 |
| Lpl Financial Llc | Johns Creek | GA | 04/2021 | Present |
1) 4/2021- ING Advisors, LLC - DBA for LPL Business (entity for LPL business)- Inv. Related- Johns Creek, GA- start date 8/26/2014- 160hrs/mth 2) 09/14/2021 - Dogwood Solutions & Design LLC - Not Investment Related - At Reported Business Location(s) - Family Business - Start Date: 08/12/2021 - 10 Hours Per Month/0 Hours During Securities Trading. 3) 11/07/2023 - Fortress Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/23/2023 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-13 |
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