John Michael Mueller

Current Employers

Employment History

• 03/2016 → 01/2023
  Nuveen Securities, Llc
  Falmouth, ME
• 05/2023 → 04/2025
  Saco & Biddeford Savings Inst
  Saco, ME
• 05/2023 → 04/2025
  Cetera Investment Services Llc
  St Cloud, MN
• 01/2023 → 04/2023
  Aca Group
  Portland, ME
• 07/2023 → 04/2025
  Cetera Investment Advisers Llc
  Saco, ME
• 04/2025 → Present
  Principal Funds Distributor, Inc.
  Des Moines, IA
• 04/2025 → Present
  Principal Asset Management
  Des Moines, IA

Previous Registrations

• 2023-07-24 → 2025-04-03
  Cetera Investment Advisers Llc
  Saco, ME
• 2012-05-30 → 2015-04-27
  Allspring Funds Management, Llc
  Menomonee Falls, WI
  Portland, ME
• 2007-06-11 → 2012-05-21
  Amundi Pioneer Institutional Asset Management, Inc.
  Boston, MA

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates. 2) BOARD MEMBER OF FALMOUTH ON THE GREEN 1 CONGRESSIONAL DRIVE, FALMOUTH, ME 04105; HOME OWNERS ASSOCIATION, NOT INVESTMENT RELATED; DISCUSS HOA, VOTE ON BUDGET MATTERS, VENDORS, 1 HR/WK, 0 DURING TRADING HOURS. NO COMPENSATION. EFFECTIVE 08/01/2024. 3) Co-owner of The Lodge, LLC at 6 Saint Andrews Cir, Falmouth, ME 04105. Owns one rental home in Falmouth, ME. Not investment related, 0 hours per week, 0 hours during trading. Gross income approximately $10,400/month. Effective 06/14/2025.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-07-20
• S66 Uniform Combined State Law Examination
  2007-06-08
• S63 Uniform Securities Agent State Law Examination
  2006-02-08

Other Names

• John M. Mueller
• John Michael Mueller
• John Mueller