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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-08 |
| PA | RA | APPROVED | 2021-06-11 |
| TX | RA | APPROVED | 2021-06-11 |
Branch Locations
Cape Coral, FL • United States
366 Walker Dr 2Nd Fl, State College, PA 16801 • United States
13515 Bell Tower Dr Ste 100, Fort Myers, FL 33907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | State College | PA | 11/2011 | 06/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2021 |
| Wells Fargo Clearing Services, Llc. | State College | PA | 06/2021 | Present |
1. EGE BUSINESS SOLUTIONS LLC, INV RELATED, PORTLAND, NY, 50% OWNERSHIP, START 11/1/2020, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. 2. CENTRE INVESTMENT I LLC, INV RELATED, YORK, PA, 100% OWNERSHIP, START 9/1/2013, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. 3. CENTRE INVESTMENT II LLC, INV RELATED, CHAMBERSBURG, PA, 100% OWNERSHIP, START 11/1/2013, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. 4. RENTAL PROPERTY, INV RELATED, YORK, PA, 100% OWNERSHIP, START 9/1/2013, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, LANDLORD. 5. RENTAL PROPERTY, INV RELATED, CHAMBERSBURG, PA, 100% OWNERSHIP, START 1/1/2013, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, LANDLORD. 7. RENTAL PROPERTY, INV RELATED, CAPE CORAL, FL, 100% OWNERSHIP, START 7/31/2014, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD. 8. RENTAL PROPERTY, INV RELATED, PORTLAND, NY, 50% OWNERSHIP, START 11/1/2020, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, LANDLORD. 9. 1754CORALBLISS LCC, NOT INV RELATED, CAPE CORAL, FL, 100% OWNERSHIP, START 9/7/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD FUTURE BOAT FOR LIABILITY PROTECTION. 10. POWER OF ATTORNEY FOR AUNT; INV RELATED; COLUMBIA, MD; START: 12/06/2024; 5 HOURS A MONTH; 0 HOURS DURING TRADING. TBD; NOT INV RELATED;CAPE CORAL,FL; 100% OWNERSHIP; START DATE: 04/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-22 |
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