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Philip John Kiernan

Carnegie Lake Advisors LLC

Princeton, NJ

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Current Employers
Carnegie Lake Advisors Llc

100 Overlook Center 2Nd Floor, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-04-23
TX RA APPROVED_RES 2024-04-02
  • NJ RA
    APPROVED
    Since 2024-04-23
  • TX RA
    APPROVED_RES
    Since 2024-04-02

Branch Locations

100 Overlook Center 2Nd Floor, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highlander Capital Management Llc Short Hills NJ 09/2014 Present
Carnegie Lake Advisors Llc Short Hills NJ 03/2024 Present
  • 09/2014 → Present
    Highlander Capital Management Llc
    Short Hills, NJ
  • 03/2024 → Present
    Short Hills, NJ
Previous Registrations
  • 2014-09-16 → 2024-07-17
    Highlander Capital Management Llc
    Short Hills, NJ
  • 2006-05-05 → 2014-09-16
    Cantella & Co., Inc.
    Warren, NJ
    Warren, NJ
    Nutley, NJ
    Nutley, NJ
Other Businesses

1.RLM AGENCY C/O ROY PERAGALLO - GENERAL AGENT FOR TERM AND LIFE INSURANCE (INSURANCE AGENCY). PRIMARILY AMERICAN GENERAL LIFE INSURANCE PRODUCTS. HE ALSO SELLS LIFE INSURANCE THROUGH CRUMP. 2 HOURS PER MONTH DEVOTED TO THE OUTSIDE BUSINESS, 0 DURING SECURITY TRADING HOURS. RLM AGENCY FACILITATES PROCESSING OF APPLICATIONS FOR AMERICAN GENERAL LIFE INSURANCE PRODUCTS PURCHASED BY MY CLIENTS. COMMISSIONS ARE EARNED ON THE SALES OF THESE POLICIES. HIGHLANDER CAPITAL MANAGEMENT, LLC. AN SEC REGISTERED INVESTMENT ADVISORY FIRM

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-15
S63 Uniform Securities Agent State Law Examination 1997-10-06
  • S66 Uniform Combined State Law Examination
    2006-02-15
  • S63 Uniform Securities Agent State Law Examination
    1997-10-06
Other Names
  • Philip J Kiernan

View on SEC IAPD

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