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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2013-05-17 |
| TX | RA | APPROVED_RES | 2013-03-19 |
| AL | RA | APPROVED | 2008-04-30 |
Branch Locations
2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hoover | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hoover | AL | 11/2016 | Present |
PIONEER LAKE HOMEOWNERS ASSOCIATION, NOT INV. RELATED, STERRETT, AL. BOARD MEMBER, START: 9/1/20, 1 HOURS/MONTH, 0 DURING TRADING, ATTENDING MEETINGS TO REVIEW THE BUDGET AND DISCUSS VARIOUS OVERSIGHT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-02 |
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