Charles Allan Sawyer

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16
TX	RA	APPROVED_RES	2007-07-05

NY RA
APPROVED

Since 2021-04-16
TX RA
APPROVED_RES

Since 2007-07-05

Branch Locations

Rochester, NY • United States

90 Linden Oaks Ste 230, Rochester, NY 14625 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Rochester	NY	06/1994	03/2020
Ameriprise Financial Services, Llc	Rochester	NY	03/2020	Present

06/1994 → 03/2020

Ameriprise Financial Services, Inc.

Rochester, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Rochester, NY

Other Businesses

Outside Employment; Charles Sawyer; Owner - Part-Time Musician; Musician; 1 Dunrovin Lane, , Rochester, NY, 14618; Not Investment-Related; 06/01/2022; 1 to 9 hours per month; 0 during trading hours / Council Rock Associates LLC; N/A - Employee AFA; Manage advisory business; 90 Linden Oaks, Suite 230, , Rochester, NY, 14625; Investment-Related; 02/16/2026; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-08-03

S63 Uniform Securities Agent State Law Examination

1994-08-03

Designations

Other Names

Chuck Sawyer

View on SEC IAPD