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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-03-31 |
| TX | RA | APPROVED_RES | 2009-11-19 |
| CA | RA | APPROVED | 1997-05-12 |
Branch Locations
2121 Avenue Of The Stars, Suite 1600, Los Angeles, CA 90067 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 05/1994 | 11/2018 |
| Seia Llc | Los Angeles | CA | 04/1997 | Present |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 08/2023 |
| Ses Inc. | Los Angeles | CA | 08/2023 | Present |
1. SIGNATURE ESTATE INVESTMENT ADVISORS POSITION: CFO/Founding Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/01/1996 ADDRESS: 2121 Ave of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Financial Advisor 2. RENTAL PROPERTY OWNER POSITION: Owner/ Landlord NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2012 ADDRESS: 18117 Coastline Drive, Malibu CA 90265, United States DESCRIPTION: Rental Property owner 3. 18117 HOME OWNERS ASSN. POSITION: Board Memeber/HOA NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2017 ADDRESS: 18117 Coastline Drive, Unit #3, Malibu CA 90272, United States DESCRIPTION: Help with Budgets, run meetings, communicate with other homeowners. there are 4 units total of which I own 2. there are two other HOA members. 4. LAND OWNERSHIP POSITION: Land owner NATURE: Parcel of land, purchased and leasing to a family member. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2021 ADDRESS: East 2500 North Road, Ashkum IL 60911, United States DESCRIPTION: No duties 5. POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 10/01/1996 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Insurance sales and service consistent with financial planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-02 |
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