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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-08-19 |
| TX | RA | APPROVED_RES | 2026-08-19 |
Branch Locations
5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States
150 North Riverside Plaza, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-07-23 |
| CO | RA | APPROVED | 2021-07-22 |
Branch Locations
The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES
200 Columbine Street Suite 260, Denver, CO 80206 • United States
150 North Riverside Plaza, Chicago, IL 60606 • United States
Castle Pines, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 04/2009 | 07/2021 |
| Bank Of America, N.A. | Denver | CO | 05/2011 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Greenwood Village | CO | 08/2026 | Present |
| William Blair | Denver | CO | 07/2021 | 08/2026 |
MHCTC, LLC FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EBAY FOOTBALL CARD COLLECTION INVESTMENT RELATED: N ADDRESS OF BUSINESS: DENVER, COLORADO 80209 NATURE OF BUSINESS: OTHER,MY INDIVIDUAL NAME POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 08/01/2023 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PERSONAL HOBBY OF TRADING VINTAGE FOOTABALL CARD COLLECTION VIA EBAY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-25 |
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