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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-07 |
Branch Locations
200 N Westlake Blvd Ste 202, Westlake Village, CA 91362 • United States
125 E De La Guerra Street Suite #102 [Satellite], Santa Barbara, CA 93101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Santa Barbara | CA | 11/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Barbara | CA | 11/2016 | 09/2022 |
| Wells Fargo Advisors Financial Network, Llc | Westlake Village | CA | 09/2022 | Present |
RENTAL PROPERTY, INV REALTED, SANTA BARBARA, CA, 100% OWNERSHIP BY TRUST, START 2/20/2017, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. SAT WEALTH INC., INV RELATED, SANTA BARBARA, CA, 100% OWNERSHIP, START 6/28/2022, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-12 |
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