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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-04-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | The Woodlands | TX | 06/2004 | Present |
| Bank Of America, N.A. | The Woodlands | TX | 02/2025 | Present |
I*2605310, Entity Type: Entity For Profit, Name of OBA: R M, Address: Houston, Texas, 77091, Investment Related: N, Position, Title, Association: Employee, Owner, Employee State Date: 07/13/2025, No Hours: 20 Monthly, No Hours during Trading: 0 Monthly, Duties: Musical performances. Freelance work in the performing arts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-10 |
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