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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-04-19
  • TX RA
    APPROVED
    Since 2010-04-19

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 06/2004 Present
Bank Of America, N.A. The Woodlands TX 02/2025 Present
Other Businesses

I*2605310, Entity Type: Entity For Profit, Name of OBA: R M, Address: Houston, Texas, 77091, Investment Related: N, Position, Title, Association: Employee, Owner, Employee State Date: 07/13/2025, No Hours: 20 Monthly, No Hours during Trading: 0 Monthly, Duties: Musical performances. Freelance work in the performing arts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-10
  • S66 Uniform Combined State Law Examination
    2010-04-10
Other Names
  • Ronna A Jimenez

View on SEC IAPD

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