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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-12-01 |
| AK | RA | APPROVED | 2017-11-30 |
| TX | RA | APPROVED | 2017-11-30 |
Branch Locations
3800 Centerpoint Drive #1120, Anchorage, AK 99503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Anchorage | AK | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Anchorage | AK | 11/2016 | 11/2017 |
| Robert W. Baird | Anchorage | AK | 11/2017 | Present |
Name: Truckee Rental; Not investment-related; Address: 10015 Rock St., Truckee, CA 96161; Nature: Rental Property; Role: Owner; Start Date: 2002; Appx hrs: 1 hour per year; Hrs during trading: 0; Duties: I own this home with my sister and she does everything. My sister rents a room sometimes on VRBO. Name: Girdwood Premier Vacation Rental; Not investment-related; Address: 1851 Alyeska Highway, Girdwood, AK 99587; Nature: Rental Property; Role: Owner; Start Date: 5/1/2016; Appx hrs: 1-2 hours per month during the summer months; Hrs during trading: 0; Duties: Part time summer rental home. Name: Synchronicity Investments LLC; Not investment-related; Address; 9900 Spring Hill Dr, Anchorage, AK 99507; Nature: LLC; Role: Partner; Start Date: 2017; Appx hrs: 0; Hrs during trading: 0; Duties: Passive investor Name: Rental Property; Not investment-related; Address; 69-200 Pohakulana Pl Apt L31 Start Date: 6/1/21 Appx hrs: 0-1; Hrs during trading: 0; Duties: Property Owner/Investor Name/Address: Municipality of Anchorage Trust Fund Start Date: 11/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-01 |
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