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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-12-01
AK RA APPROVED 2017-11-30
TX RA APPROVED 2017-11-30
  • FL RA
    APPROVED
    Since 2017-12-01
  • AK RA
    APPROVED
    Since 2017-11-30
  • TX RA
    APPROVED
    Since 2017-11-30

Branch Locations

3800 Centerpoint Drive #1120, Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Anchorage AK 05/2009 11/2016
Wells Fargo Clearing Services, Llc Anchorage AK 11/2016 11/2017
Robert W. Baird Anchorage AK 11/2017 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Anchorage, AK
  • 11/2016 → 11/2017
    Anchorage, AK
  • 11/2017 → Present
    Robert W. Baird
    Anchorage, AK
Previous Registrations
Other Businesses

Name: Truckee Rental; Not investment-related; Address: 10015 Rock St., Truckee, CA 96161; Nature: Rental Property; Role: Owner; Start Date: 2002; Appx hrs: 1 hour per year; Hrs during trading: 0; Duties: I own this home with my sister and she does everything. My sister rents a room sometimes on VRBO. Name: Girdwood Premier Vacation Rental; Not investment-related; Address: 1851 Alyeska Highway, Girdwood, AK 99587; Nature: Rental Property; Role: Owner; Start Date: 5/1/2016; Appx hrs: 1-2 hours per month during the summer months; Hrs during trading: 0; Duties: Part time summer rental home. Name: Synchronicity Investments LLC; Not investment-related; Address; 9900 Spring Hill Dr, Anchorage, AK 99507; Nature: LLC; Role: Partner; Start Date: 2017; Appx hrs: 0; Hrs during trading: 0; Duties: Passive investor Name: Rental Property; Not investment-related; Address; 69-200 Pohakulana Pl Apt L31 Start Date: 6/1/21 Appx hrs: 0-1; Hrs during trading: 0; Duties: Property Owner/Investor Name/Address: Municipality of Anchorage Trust Fund Start Date: 11/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-01
S63 Uniform Securities Agent State Law Examination 1999-09-01
  • S65 Uniform Investment Adviser Law Examination
    2005-07-01
  • S63 Uniform Securities Agent State Law Examination
    1999-09-01

View on SEC IAPD

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