Joel Patrick Shomaker

Current Employers

Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-02
CA	RA	APPROVED	2025-12-02

TX RA
APPROVED_RES

Since 2026-01-02
CA RA
APPROVED

Since 2025-12-02

Branch Locations

895 Dove Street Suite 300, Newport Beach, CA 92660 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Corporation	Irvine	CA	11/2010	12/2018
Independent Financial Partners	Irvine	CA	11/2010	12/2018
Resources Investment Advisors	Overland Park	KS	12/2018	12/2025
Osaic Wealth, Inc.	Irvine	CA	08/2024	12/2025
Kestra Investment Services, Llc	Newport Beach	CA	12/2025	Present
Kestra Advisory Services, Llc	Newport Beach	CA	12/2025	Present

11/2010 → 12/2018

Lpl Financial Corporation

Irvine, CA
11/2010 → 12/2018

Independent Financial Partners

Irvine, CA
12/2018 → 12/2025

Resources Investment Advisors

Overland Park, KS
08/2024 → 12/2025

Osaic Wealth, Inc.

Irvine, CA
12/2025 → Present

Kestra Investment Services, Llc

Newport Beach, CA
12/2025 → Present

Kestra Advisory Services, Llc

Newport Beach, CA

Previous Registrations

2018-12-04 → 2025-12-04

Onedigital

Irvine, CA

Overland Park, KS
2010-11-24 → 2018-12-31

Independent Financial Partners

Irvine, CA

Irvine, CA
2015-11-05 → 2015-12-31

Lpl Financial Llc

Irvine, CA

Bryan, OH
2009-12-08 → 2010-12-01

Nrp Advisors, Inc.

Irvine, CA

Bryan, OH
2009-06-11 → 2009-12-01

Equitable Advisors, Llc

Irvine, CA
2007-08-27 → 2007-11-12

Lpl Financial Llc

Irvine, CA
2003-01-16 → 2005-01-19

Banc Of America Investment Services, Inc.

Huntington Beach, CA
1999-04-26 → 2003-01-15

Prudential Equity Group, Llc

Newport Beach, CA

Other Businesses

NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/02/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: FIDUCIARY ADVISORS, LLC POSITION: Director NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2025 ADDRESS: 895 Dove St., Suite 300, Newport Beach CA 92660, United States DESCRIPTION: Financial Planning and wealth services NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-23
S65	Uniform Investment Adviser Law Examination	1999-04-08
S63	Uniform Securities Agent State Law Examination	1999-03-25

S66 Uniform Combined State Law Examination

2007-08-23
S65 Uniform Investment Adviser Law Examination

1999-04-08
S63 Uniform Securities Agent State Law Examination

1999-03-25

Designations

View on SEC IAPD