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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-11-30 |
Branch Locations
499 South Airport Blvd., Aurora, CO 80017 • United States
10058 W Progress Ave, Littleton, CO 80127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 10/2012 | 11/2023 |
| Bellco Credit Union | Littleton | CO | 10/2012 | Present |
| Osaic Institutions, Inc. | Meriden | CT | 11/2023 | Present |
1) NAME OF THE OTHER BUSINESS: TM HARPER LTD INVESTMENT-RELATED:NO ADDRESS OF THE OTHER BUSINESS: 3480 S PLATTE RIVER DRIVE #9308, ENGLEWOOD, CO 80110 YOUR POSITION OR TITLE: MANAGING MEMBER NATURE OF THE OTHER BUSINESS: PRIVATE START DATE: 04/09/2013 APPROXIMATE NUMBER OF HOURS/MONTH: 2 hours per month APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS: 5 (DAY) BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: 2 CORP FOR TAX PURPOSES COMPENSATION: YES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-09 |
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