Nicholas Charles Pavia

Current Employers

Employment History

• 07/2006 → 08/2023
  Securian Financial Services
  St. Paul, MN
• 07/2006 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 07/2006 → 11/2024
  Commonwealth Financial Group
  Daniel Island, SC
• 08/2023 → 11/2024
  Cetera Advisor Networks Llc
  Daniel Island, SC
• 08/2023 → 11/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2024 → Present
  Apollon Wealth Management
  Charleston, SC
• 01/2025 → Present
  Purshe Kaplan Sterling Investments, Inc
  Albany, NY

Previous Registrations

• 2023-08-10 → 2024-12-02
  Cetera Investment Advisers Llc
  Daniel Island, SC
• 2008-03-27 → 2023-08-10
  Securian Financial Services, Inc.
  Daniel Island, SC
  St. Paul, MN

Other Businesses

1. Apollon Wealth Management. Investment-related. At registered location. RIA. Financial Advisor. Start date: 11/15/2024. 160 hrs/month; all during trading hours. Provide advice to clients. 2. Fixed Insurance. Investment-related. At registered location. Fixed/Traditional Insurance. Agent. Start date: 11/15/2024. 40 hrs/month; all during trading hours. Provide insurance advice based on the needs of client(s). 2. NCP Financial Services, LLC. Investment-related. 45 Eastlake Road, Mt. Pleasant, SC 29464. Operating LLC/Support Company. Business Owner. Start date: 01/00/2018. 0 hrs/month; none during trading hours. Owner. 4. Benecurv. Investment-related. 7101 Wisconsin Avenue, Suite 1200, Bethesda, MD 20814. Benefits Broker. Start date: 03/01/2021. 0 hrs/month; none during trading hours. Referrals for Group Benefits. 5. Big Blue Services, LLC. Not Investment-related. 45 Eastlake Road, Mt. Pleasant, SC 29464. Rental Property. Owner. Start date: 01/01/2020. 0 hrs/month; none during trading hours. Rental Property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-26
• S63 Uniform Securities Agent State Law Examination
  2006-01-31

Other Names

• Nicholas C Pavia
• Nick Charles Pavia