Andrew Arthur James Norris

Current Employers

Amwh Asset Management Llc

Mahopac, NY • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2024-11-19
NY	RA	APPROVED	2024-11-07
TX	RA	APPROVED	2024-11-07

ME RA
APPROVED

Since 2024-11-19
NY RA
APPROVED

Since 2024-11-07
TX RA
APPROVED

Since 2024-11-07

Branch Locations

Blue Hill, ME • United States

Mahopac, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lazard Asset Management	New York	NY	08/2003	07/2020
Hollow Brook Wealth Management	Katonah	NY	07/2020	Present
Amwh Asset Management Llc	Mahopac	NY	11/2024	Present

08/2003 → 07/2020

Lazard Asset Management

New York, NY
07/2020 → Present

Hollow Brook Wealth Management

Katonah, NY
11/2024 → Present

Amwh Asset Management Llc

Mahopac, NY

Other Businesses

CAAN Properties 1 LLC, Real Estate Development, Investment Related, April 2024, 10 Hours per Month. Joint Owner. 362 Salt Pond Rd., Blue Hill, ME 04614 Hollow Brook Wealth Management, Investment Related, September 2024, Less than1 hour per Month. Board Member. 152 Bedford Rd 2nd floor, Katonah, NY 10536.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-11-07
S63	Uniform Securities Agent State Law Examination	1998-02-09

S65 Uniform Investment Adviser Law Examination

2024-11-07
S63 Uniform Securities Agent State Law Examination

1998-02-09