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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2021-06-09 |
| TX | RA | APPROVED_RES | 2016-05-17 |
| WA | RA | APPROVED | 2007-11-13 |
Branch Locations
500 108Th Avenue Ne Suite 2100, Bellevue, WA 98004 • United States
Jackson, WY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer And Co. Inc. | Bellevue | WA | 04/2003 | Present |
1. TRUSTEE OF FAMILY TRUST, THE "NURSE FAMILY TRUST". NOTHING DURING BUSINESS HOURS. START DATE 6/4/04. 30 MINUTES PER YEAR, OVERSEEING ASSETS OF TRUST. CORBET'S CAPITAL, LLC. MANAGER AND OWNER, 0 TIME DURING MARKET HOURS. ONE HOUR A YEAR SPENT MANAGING. 2. SPENCER NURSE REVOCABLE LIVING TRUST. HALF HOUR OF TIME ANNUALLY. INVESTMENTS, START 12/1/2020 3. SPENCER NURSE IRREVOCABLE TRUST. 1/2 AN HOUR PER YEAR 4.COMMUNITY WEBSITE. 30 MINS A MONTH, NON-WORK HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-19 |
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