Armen John Guleserian

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-03-01
CA	RA	APPROVED	2018-02-26

TX RA
APPROVED_RES

Since 2018-03-01
CA RA
APPROVED

Since 2018-02-26

Branch Locations

Laguna Niguel, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Personal Rental Property	Sherman Oaks	CA	08/2009	Present
Waddell & Reed, Inc	Sherman Oaks	CA	12/2013	02/2018
Lpl Financial	Sherman Oaks	CA	02/2018	Present
Various Insurance Carriers For W&R Insurance Agencies	Sherman Oaks	CA	12/2013	02/2018

08/2009 → Present

Personal Rental Property

Sherman Oaks, CA
12/2013 → 02/2018

Waddell & Reed, Inc

Sherman Oaks, CA
02/2018 → Present

Lpl Financial

Sherman Oaks, CA
12/2013 → 02/2018

Various Insurance Carriers For W&R Insurance Agencies

Sherman Oaks, CA

Previous Registrations

2013-12-12 → 2018-02-28

Waddell & Reed

Las Vegas, NV
2009-10-05 → 2013-12-26

Ameriprise Financial Services, Llc

Century City, CA

Newport Beach, CA

Los Angeles, CA
2009-02-12 → 2009-10-05

Ameriprise Advisor Services, Inc.

Century City, CA
1999-09-16 → 2009-02-26

Citigroup Global Markets Inc.

Sherman Oaks, CA

Sherman Oaks, CA

Other Businesses

1. Real Estate Rental / 5% / 14303 Magnolia Blvd., Sherman Oaks, CA 91423

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-03-11
S63	Uniform Securities Agent State Law Examination	1994-07-12

S65 Uniform Investment Adviser Law Examination

1997-03-11
S63 Uniform Securities Agent State Law Examination

1994-07-12

Designations

Other Names

Aj Guleserian
Armen J Guleserian

View on SEC IAPD