David H Joe

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2016-09-08
TX	RA	APPROVED_RES	2009-04-17

OR RA
APPROVED

Since 2016-09-08
TX RA
APPROVED_RES

Since 2009-04-17

Branch Locations

14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Scottsdale	AZ	02/2009	09/2016
Raymond James & Associates, Inc.	Portland	OR	09/2016	Present

02/2009 → 09/2016

Raymond James & Associates

Scottsdale, AZ
09/2016 → Present

Raymond James & Associates, Inc.

Portland, OR

Other Businesses

(1)Name of Business: Village Church Address: 9945 NW Maring Drive, Portland, OR, 97229, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/03/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Committee Member - Stewardship

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-04-10
S65	Uniform Investment Adviser Law Examination	2002-04-10

S63 Uniform Securities Agent State Law Examination

2002-04-10
S65 Uniform Investment Adviser Law Examination

2002-04-10