Jeffrey Robert Klein

Current Employers

Employment History

• 07/2016 → 11/2016
  United Planners Financial Services
  Scottsdale, MA
• 01/2016 → 11/2016
  Capital Advisory Group
  Bloomington, MN
• 01/2016 → 11/2016
  Ipswich Bay Advisors, Inc.
  Danvers, MA
• 12/2016 → 05/2017
  Unemployed
  Boston, MA
• 05/2017 → 03/2022
  Kestra Investments
  Austin, TX
• 05/2017 → 03/2022
  Arthur J Gallagher
  Schaumberg, IL
• 03/2022 → 08/2024
  Triad Advisor
  Norcross, GA
• 04/2022 → Present
  Gallagher Fiduciary Advisors, Llc
  Boston, MA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Boston, MA

Previous Registrations

• 2017-10-24 → 2022-03-31
  Kestra Advisory Services, Llc
  Boston, MA
  Austin, TX
• 2010-09-29 → 2013-10-31
  Mmc Securities Llc
  Boston, MA
  New York, NY
  Boston, MA
  Boston, MA
• 2009-04-06 → 2010-09-30
  Raymond James Financial Services Advisors, Inc
  Boston, MA

Other Businesses

1) Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Retirement Plan Consultant Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 2) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Senior Retirement Plan Consultant Start Date: 05/01/2017 Hours Per Month: 40 Hours Per Day: 2 Duties: Retirement plan consulting 3) Business Name: Jeffrey R. Klein and Suzanne C. Klein Investment Related: No Address: 18 Whittier Road Medford MA 02155 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 6/1/1997 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Marketing & leasing activities, property maintenance activities 2) GALLAGHER BENEFITS SERVICES POSITION: Assistant Vice President NATURE: Agency LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 05/01/2017 ADDRESS: 115 Federal St., 8th Floor, Boston MA 02110, United States DESCRIPTION: Provide retirement plan consulting and advisory services to Gallagher clients. 3) GALLAGHER FIDUCIARY ADVISORS D/B/A GALLAGHER BENEFITS SERVICES POSITION: Assistant Vice President/Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2022 ADDRESS: 115 Federal Street, 8th Fl, Boston MA 02110, United States DESCRIPTION: Support corporate retirement plan sponsors and their employees with regard to the company retirement plan.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-17
• S63 Uniform Securities Agent State Law Examination
  2006-04-28