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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-11
NJ RA APPROVED 2020-06-17
  • TX RA
    APPROVED_RES
    Since 2025-02-11
  • NJ RA
    APPROVED
    Since 2020-06-17

Branch Locations

3000 Atrium Way Suite 500, Mount Laurel, NJ 08054-3914 • United States

Medford, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Marlton NJ 02/2009 06/2020
Rbc Capital Markets, Llc Mount Laurel NJ 06/2020 Present
Previous Registrations
Other Businesses

1) Name: Marathon Partners LLC Address: 6000 Sagemore Drive Marlton, NJ 08055 Business Description: LLC that was established between Mangan, Ernst & Rankin for spending purposes. Business is not investment related Projected Start Date: 06/01/20 Capacity: Partner Duties Performed: Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 (2) NAME OF ENTITY MEDFORD SOCCER CLUB ADDRESS RT 541 Medford NJ 08055 NOT INVESTMENT RELATED BUSINESS DESCRIPTION Youth Sports Club CAPACITY Board of Directors START DATE 01/01/2017 DUTIES MAKE DECISIONS ON SOCCER TRAINING PROGRAMS AND DIRECTION OF CLUB HOURS DEVOTED PER MONTH Less than 01 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH NONE (3) NAME OF ENTITY: Saint Mary's of the Lakes Athletic Board ADDRESS: Rt 70 Medford, NJ 08055 NOT INVESTMENT RELATED: BUSINESS DESCRIPTION: Athletic Board for SML School CAPACITY: Board of Directors START DATE: 04/01/2018 DUTIES: Advise the school about athletic programs for the students HOURS DEVOTED PER MONTH: Less than 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-08
S63 Uniform Securities Agent State Law Examination 1994-08-23
  • S66 Uniform Combined State Law Examination
    2007-01-08
  • S63 Uniform Securities Agent State Law Examination
    1994-08-23

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