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150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-05-05 |
| OH | RA | APPROVED | 2025-05-05 |
| FL | RA | APPROVED | 2025-01-22 |
| GA | RA | APPROVED | 2025-01-22 |
| IA | RA | APPROVED | 2024-10-11 |
| WI | RA | APPROVED | 2024-07-16 |
Branch Locations
10700 W. Research Drive Suite 4, Milwaukee, WI 53226 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Milwaukee | WI | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Brookfield | WI | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Brookfield | WI | 03/2020 | 07/2024 |
| Northland Securities, Inc. | Milwaukee | WI | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-09 |
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